Report Materials
Sterling Life Insurance Company (Sterling) had several internal control weaknesses that compromised its ability to detect, correct and prevent fraud, waste and abuse in the Part D program during the period of July 1, 2007, through June 30, 2009. Specifically, Sterling did not (1) ensure that its employees completed compliance training, (2) require its contracted entities to provide compliance training to their employees, (3) perform monitoring activities of its contracted entities, or (4) have a formal compliance committee. As a result, Sterling compromised its ability to detect, correct, and prevent fraud, waste and abuse in the Part D program and increased the risk that improper payments may have occurred.
Notice
This report may be subject to section 5274 of the National Defense Authorization Act Fiscal Year 2023, 117 Pub. L. 263.